PHILLIP WADE BROOKS

PHILLIP WADE BROOKS is an investment adviser representative (IAR) with state registration records since 2004, appearing at 5 firms. Currently registered with LPL FINANCIAL LLC.

Registration history (5)

FirmFromToCurrent
LPL FINANCIAL LLC2025-08-21presentYes
FTB ADVISORS, INC.2008-09-032013-10-10
FIRST HORIZON ADVISORS, INC.2005-05-112025-08-21
TRUIST INVESTMENT SERVICES, INC.2005-01-032005-05-11
NCF FINANCIAL SERVICES, INC.2004-01-082005-01-03

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