ROGER DALE MALCOLM is an investment adviser representative (IAR) with state registration records since 2010, appearing at 5 firms. Currently registered with SEQUENT PLANNING, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| SEQUENT PLANNING, LLC | 2024-08-16 | present | Yes |
| BANKERS LIFE ADVISORY SERVICES, INC. | 2019-03-22 | 2024-07-22 | — |
| MML INVESTORS SERVICES, LLC | 2017-03-25 | 2019-01-03 | — |
| MSI FINANCIAL SERVICES, INC. | 2017-01-06 | 2017-03-25 | — |
| MUTUAL OF OMAHA INVESTOR SERVICES, INC. | 2010-10-29 | 2016-11-04 | — |