MARK BRIAN SMALLEY is an investment adviser representative (IAR) with state registration records since 2003, appearing at 6 firms. Currently registered with MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED.
| Firm | From | To | Current |
|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2016-06-06 | present | Yes |
| PNC WEALTH MANAGEMENT | 2014-11-13 | 2015-10-20 | — |
| TD AMERITRADE INVESTMENT MANAGEMENT, LLC | 2010-04-12 | 2014-08-13 | — |
| TD AMERITRADE, INC. | 2010-04-12 | 2014-08-13 | — |
| CHARLES SCHWAB & CO., INC. | 2005-07-12 | 2008-10-20 | — |
| WELLS FARGO CLEARING SERVICES, LLC | 2003-08-08 | 2005-05-13 | — |