JAMES MARK TUMINELLO is an investment adviser representative (IAR) with state registration records since 2001, appearing at 3 firms. Currently registered with UBS FINANCIAL SERVICES INC..
| Firm | From | To | Current |
|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | 2023-07-28 | present | Yes |
| MORGAN STANLEY SMITH BARNEY LLC | 2014-06-02 | 2023-08-02 | — |
| WELLS FARGO CLEARING SERVICES, LLC | 2008-11-26 | 2014-05-30 | — |
| UBS FINANCIAL SERVICES INC. | 2001-04-16 | 2008-12-08 | — |