STANLEY RAPHAEL PENA

STANLEY RAPHAEL PENA is an investment adviser representative (IAR) with state registration records since 2005, appearing at 3 firms. Currently registered with OSAIC ADVISORY SERVICES, LLC.

Registration history (3)

FirmFromToCurrent
OSAIC ADVISORY SERVICES, LLC2024-11-08presentYes
ARBOR POINT ADVISORS2021-07-292024-11-08
AMERIPRISE FINANCIAL SERVICES, LLC2005-08-012021-08-02

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