WILLIAM THOMAS OSWALD is an investment adviser representative (IAR) with state registration records since 2007, appearing at 3 firms. Currently registered with COMMONWEALTH EQUITY SERVICES, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| COMMONWEALTH EQUITY SERVICES, LLC | 2009-09-25 | present | Yes |
| MORGAN STANLEY SMITH BARNEY LLC | 2009-06-01 | 2009-09-28 | — |
| MORGAN STANLEY & CO. LLC | 2007-04-02 | 2009-06-01 | — |