JOSEPH SAMUEL CALDWELL is an investment adviser representative (IAR) with state registration records since 2001, appearing at 4 firms. Currently registered with WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC | 2025-12-04 | present | Yes |
| WELLS FARGO CLEARING SERVICES, LLC | 2006-12-07 | 2025-12-04 | — |
| CITIGROUP GLOBAL MARKETS INC. | 2006-02-21 | 2006-12-14 | — |
| LEGG MASON WOOD WALKER, INCORPORATED | 2001-09-28 | 2006-02-21 | — |