BARBARA YVONNE KLEIN

BARBARA YVONNE KLEIN is an investment adviser representative (IAR) with state registration records since 2007, appearing at 4 firms. Currently registered with CETERA INVESTMENT ADVISERS LLC.

Registration history (4)

FirmFromToCurrent
CETERA INVESTMENT ADVISERS LLC2023-06-29presentYes
SUMMIT FINANCIAL GROUP INC2018-09-102021-05-20
INVESTMENT ADVISORS CORP2009-10-212018-09-10
WELLS FARGO CLEARING SERVICES, LLC2007-02-012009-10-21

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