KATHLEEN ELIZABETH DUFFY is an investment adviser representative (IAR) with state registration records since 1998, appearing at 4 firms. Currently registered with APELLA CAPITAL, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| APELLA CAPITAL, LLC | 2025-07-15 | present | Yes |
| IFOCUS FINANCIAL, LLC | 2011-05-23 | 2013-11-05 | — |
| INDEPENDENCE WEALTH ADVISORS INC. | 2007-01-05 | 2025-09-05 | — |
| AMERIPRISE FINANCIAL SERVICES, LLC | 1998-04-20 | 2007-01-05 | — |