JAMES J KING

JAMES J KING is an investment adviser representative (IAR) with state registration records since 2009, appearing at 2 firms. Currently registered with MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED.

Registration history (4)

FirmFromToCurrent
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2022-07-07presentYes
WELLS FARGO CLEARING SERVICES, LLC2013-03-272022-05-23
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2011-03-112013-03-15
WELLS FARGO CLEARING SERVICES, LLC2009-02-032011-03-10

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