Timothy DJ Roche is an investment adviser representative (IAR) with state registration records since 2014, appearing at 7 firms. Currently registered with LPL FINANCIAL LLC.
| Firm | From | To | Current |
|---|---|---|---|
| LPL FINANCIAL LLC | 2024-10-01 | present | Yes |
| CITIGROUP GLOBAL MARKETS INC. | 2022-06-06 | 2024-06-10 | — |
| U.S. BANCORP INVESTMENTS, INC. | 2022-03-10 | 2022-06-02 | — |
| TCFG INVESTMENT ADVISORS, LLC | 2022-02-17 | 2022-03-28 | — |
| J.P. MORGAN SECURITIES LLC | 2015-01-30 | 2022-01-21 | — |
| WELLS FARGO CLEARING SERVICES, LLC | 2014-10-23 | 2015-01-26 | — |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2014-08-05 | 2014-10-22 | — |