CINDY L HAWKS is an investment adviser representative (IAR) with state registration records since 2003, appearing at 7 firms. Currently registered with MORGAN STANLEY SMITH BARNEY LLC.
| Firm | From | To | Current |
|---|---|---|---|
| MORGAN STANLEY SMITH BARNEY LLC | 2022-10-20 | present | Yes |
| UBS FINANCIAL SERVICES INC. | 2017-02-02 | 2022-10-10 | — |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2014-10-03 | 2017-01-27 | — |
| MORGAN STANLEY SMITH BARNEY LLC | 2009-06-01 | 2014-10-06 | — |
| CITIGROUP GLOBAL MARKETS INC. | 2008-09-30 | 2009-06-01 | — |
| MORGAN STANLEY & CO. LLC | 2007-04-02 | 2008-09-26 | — |
| MORGAN STANLEY DW INC. | 2006-08-15 | 2007-04-02 | — |
| ESSEX NATIONAL SECURITIES, LLC | 2003-05-01 | 2005-05-18 | — |