NEIL JAMES CONNOLLY is an investment adviser representative (IAR) with state registration records since 2005, appearing at 7 firms. Currently registered with RIGDEN ENTERPRISES.
| Firm | From | To | Current |
|---|---|---|---|
| RIGDEN ENTERPRISES | 2025-11-18 | present | Yes |
| KEEN WEALTH ADVISORS | 2025-08-13 | 2025-11-18 | — |
| CETERA INVESTMENT ADVISERS LLC | 2024-06-28 | 2025-08-08 | — |
| COMMONWEALTH EQUITY SERVICES, LLC | 2024-01-23 | 2024-07-03 | — |
| CHARLES SCHWAB & CO., INC. | 2022-01-10 | 2024-01-10 | — |
| TD AMERITRADE INVESTMENT MANAGEMENT, LLC | 2006-05-17 | 2023-09-07 | — |
| TD AMERITRADE, INC. | 2005-09-01 | 2022-10-14 | — |