RICHARD KENNETH HUMPHRIES is an investment adviser representative (IAR) with state registration records since 1999, appearing at 1 firm. Currently registered with MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED.
| Firm | From | To | Current |
|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 1999-03-10 | present | Yes |