DOUGLAS ALAN UMMEL is an investment adviser representative (IAR) with state registration records since 2002, appearing at 5 firms. Currently registered with WELLINGTON INVESTMENT ADVISORS.
| Firm | From | To | Current |
|---|---|---|---|
| WELLINGTON INVESTMENT ADVISORS | 2016-08-16 | present | Yes |
| WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC | 2011-01-21 | 2016-09-02 | — |
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | 2009-01-02 | 2011-01-24 | — |
| RAYMOND JAMES FINANCIAL SERVICES, INC. | 2004-03-31 | 2009-01-02 | — |
| MORGAN STANLEY DW INC. | 2002-12-16 | 2003-09-10 | — |