JULIE ANNETTE BROADY

JULIE ANNETTE BROADY is an investment adviser representative (IAR) with state registration records since 2001, appearing at 5 firms. Currently registered with KINGSWOOD WEALTH ADVISORS, LLC.

Registration history (5)

FirmFromToCurrent
KINGSWOOD WEALTH ADVISORS, LLC2022-11-07presentYes
B. RILEY WEALTH ADVISORS, INC.2014-01-222022-11-09
INDEPENDENT FINANCIAL GROUP, LLC2008-11-212014-01-21
FINANCIAL WEST GROUP2005-03-042008-11-13
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2001-01-052003-03-05

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