KIM LIEN LE is an investment adviser representative (IAR) with state registration records since 2007, appearing at 3 firms. Currently registered with UBS FINANCIAL SERVICES INC..
| Firm | From | To | Current |
|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | 2022-09-27 | present | Yes |
| MORGAN STANLEY SMITH BARNEY LLC | 2009-06-01 | 2022-10-07 | — |
| MORGAN STANLEY & CO. LLC | 2007-08-16 | 2009-06-01 | — |