ROGER BRAUN ADLER is an investment adviser representative (IAR) with state registration records since 2000, appearing at 2 firms. Currently registered with LPL FINANCIAL LLC.
| Firm | From | To | Current |
|---|---|---|---|
| LPL FINANCIAL LLC | 2009-09-03 | present | Yes |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2000-12-12 | 2009-09-03 | — |