Shannon M Mountain

Shannon M Mountain is an investment adviser representative (IAR) with state registration records since 2003, appearing at 4 firms. Currently registered with MORGAN STANLEY SMITH BARNEY LLC.

Registration history (4)

FirmFromToCurrent
MORGAN STANLEY SMITH BARNEY LLC2021-05-20presentYes
UBS FINANCIAL SERVICES INC.2011-04-192021-05-06
WELLS FARGO CLEARING SERVICES, LLC2009-03-122011-01-12
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2003-02-032009-02-23

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