DEBORA FAULKNER MOCK is an investment adviser representative (IAR) with state registration records since 1998, appearing at 4 firms. Currently registered with WELLS FARGO CLEARING SERVICES, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| WELLS FARGO CLEARING SERVICES, LLC | 2017-09-01 | present | Yes |
| MORGAN STANLEY SMITH BARNEY LLC | 2009-06-01 | 2017-09-05 | — |
| CITIGROUP GLOBAL MARKETS INC. | 2004-11-12 | 2009-06-01 | — |
| WELLS FARGO CLEARING SERVICES, LLC | 2003-07-01 | 2004-11-23 | — |
| PRUDENTIAL EQUITY GROUP, LLC | 1998-08-18 | 2003-07-01 | — |