THOMAS L CATES is an investment adviser representative (IAR) with state registration records since 2001, appearing at 3 firms. Currently registered with THE WELLINGTON GRP LLC.
| Firm | From | To | Current |
|---|---|---|---|
| WELLINGTON WEALTH STRATEGIES, LLC | 2025-01-03 | 2025-12-31 | — |
| THE WELLINGTON GRP LLC | 2024-10-22 | present | Yes |
| WELLINGTON WEALTH STRATEGIES, LLC | 2023-09-01 | 2024-12-31 | — |
| PARK AVENUE SECURITIES LLC | 2010-01-07 | 2023-09-07 | — |
| PARK AVENUE SECURITIES LLC | 2001-01-02 | 2010-01-06 | — |