DOMINIC MICHAEL CAPUTO is an investment adviser representative (IAR) with state registration records since 2003, appearing at 4 firms. Currently registered with LPL FINANCIAL LLC.
| Firm | From | To | Current |
|---|---|---|---|
| LPL FINANCIAL LLC | 2024-05-16 | present | Yes |
| BROPHY WEALTH MANAGEMENT, LLC | 2005-06-09 | 2006-10-31 | — |
| OSAIC FS, INC. | 2005-05-09 | 2024-05-17 | — |
| STRATEGIC ADVISERS LLC | 2003-08-01 | 2005-04-25 | — |