Diana Falkenhainer is an investment adviser representative (IAR) with state registration records since 2008, appearing at 7 firms. Currently registered with MORGAN STANLEY SMITH BARNEY LLC.
| Firm | From | To | Current |
|---|---|---|---|
| MORGAN STANLEY SMITH BARNEY LLC | 2026-03-23 | present | Yes |
| J.P. MORGAN SECURITIES LLC | 2025-12-24 | 2026-03-25 | — |
| WELLS FARGO CLEARING SERVICES, LLC | 2014-12-19 | 2025-10-28 | — |
| AMERIPRISE FINANCIAL SERVICES, LLC | 2014-07-25 | 2014-12-05 | — |
| WELLS FARGO CLEARING SERVICES, LLC | 2011-01-03 | 2014-02-10 | — |
| WELLS FARGO INVESTMENTS, LLC | 2010-05-03 | 2011-01-03 | — |
| UBS FINANCIAL SERVICES INC. | 2008-11-24 | 2009-02-11 | — |
| RBC CAPITAL MARKETS, LLC | 2008-07-07 | 2008-12-02 | — |