RUPERT B GREGORIO is an investment adviser representative (IAR) with state registration records since 2001, appearing at 7 firms. Currently registered with PRINCIPAL SECURITIES, INC..
| Firm | From | To | Current |
|---|---|---|---|
| PRINCIPAL SECURITIES, INC. | 2017-01-12 | present | Yes |
| U.S. BANCORP ADVISORS, LLC | 2015-02-26 | 2017-01-05 | — |
| MORGAN STANLEY SMITH BARNEY LLC | 2009-06-01 | 2015-03-09 | — |
| MORGAN STANLEY & CO. LLC | 2008-03-20 | 2009-06-01 | — |
| WESTERN INTERNATIONAL SECURITIES, INC. | 2004-11-29 | 2008-03-14 | — |
| CHARLES SCHWAB & CO., INC. | 2003-01-30 | 2004-01-29 | — |
| UBS FINANCIAL SERVICES INC. | 2001-06-13 | 2003-01-14 | — |