ANDREW KENNETH PLEAT is an investment adviser representative (IAR) with state registration records since 2009, appearing at 2 firms. Currently registered with MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED.
| Firm | From | To | Current |
|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2012-08-10 | present | Yes |
| UBS FINANCIAL SERVICES INC. | 2009-06-19 | 2012-08-20 | — |