Tony B. Wu

Tony B. Wu is an investment adviser representative (IAR) with state registration records since 2000, appearing at 6 firms. Currently registered with J.P. MORGAN SECURITIES LLC.

Registration history (6)

FirmFromToCurrent
J.P. MORGAN SECURITIES LLC2021-04-21presentYes
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2015-08-212021-04-16
WELLS FARGO CLEARING SERVICES, LLC2012-08-282014-08-27
WADDELL & REED2012-05-302012-06-12
CHARLES SCHWAB & CO., INC.2003-01-022003-04-11
UBS FINANCIAL SERVICES INC.2000-06-122002-06-13

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