Katie Q. Pan is an investment adviser representative (IAR) with state registration records since 2006, appearing at 2 firms. Currently registered with MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED.
| Firm | From | To | Current |
|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2010-03-15 | present | Yes |
| UBS FINANCIAL SERVICES INC. | 2006-11-14 | 2010-03-18 | — |