SCOTT ALAN FINLEY is an investment adviser representative (IAR) with state registration records since 1999, appearing at 4 firms. Currently registered with AMERIPRISE FINANCIAL SERVICES, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| AMERIPRISE FINANCIAL SERVICES, LLC | 2009-10-05 | present | Yes |
| AMERIPRISE ADVISOR SERVICES, INC. | 2009-02-04 | 2009-10-05 | — |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2003-09-09 | 2009-01-27 | — |
| UBS FINANCIAL SERVICES INC. | 1999-07-09 | 2003-09-15 | — |