JAMES RICHARD PRATT is an investment adviser representative (IAR) with state registration records since 2010, appearing at 4 firms. Currently registered with WELLS FARGO CLEARING SERVICES, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| WELLS FARGO CLEARING SERVICES, LLC | 2017-05-11 | present | Yes |
| BMO HARRIS FINANCIAL ADVISORS, INC. | 2012-08-01 | 2017-02-28 | — |
| M&I FINANCIAL ADVISORS, INC | 2012-04-18 | 2012-08-01 | — |
| M&I INVESTMENT MANAGEMENT CORP. | 2010-06-15 | 2012-04-19 | — |