DUC TIEN TRAN is an investment adviser representative (IAR) with state registration records since 2006, appearing at 5 firms. Currently registered with AMERIPRISE FINANCIAL SERVICES, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| AMERIPRISE FINANCIAL SERVICES, LLC | 2012-06-05 | present | Yes |
| WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC | 2010-03-19 | 2012-06-01 | — |
| CITIGROUP GLOBAL MARKETS INC. | 2007-05-29 | 2010-04-15 | — |
| CITICORP INVESTMENT SERVICES | 2007-01-12 | 2007-05-29 | — |
| WAMU INVESTMENTS, INC. | 2006-10-13 | 2006-10-23 | — |