Monica L Dawes

Monica L Dawes is an investment adviser representative (IAR) with state registration records since 2018, appearing at 3 firms. Currently registered with WELLS FARGO CLEARING SERVICES, LLC.

Registration history (3)

FirmFromToCurrent
WELLS FARGO CLEARING SERVICES, LLC2025-07-21presentYes
STIFEL, NICOLAUS & COMPANY, INCORPORATED2018-01-172025-06-18
AMERIPRISE FINANCIAL SERVICES, LLC2018-01-052018-01-22

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