Raymond Dominic Caggiano is an investment adviser representative (IAR) with state registration records since 2017, appearing at 3 firms. Currently registered with MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED.
| Firm | From | To | Current |
|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2020-11-14 | present | Yes |
| SANTANDER SECURITIES LLC | 2018-11-08 | 2020-07-31 | — |
| SORRENTO PACIFIC FINANCIAL, LLC | 2017-02-02 | 2018-10-30 | — |