JAMES JOSEPH TAPIA is an investment adviser representative (IAR) with state registration records since 2012, appearing at 2 firms. Currently registered with LPL FINANCIAL LLC.
| Firm | From | To | Current |
|---|---|---|---|
| LPL FINANCIAL LLC | 2026-03-16 | present | Yes |
| WELLS FARGO CLEARING SERVICES, LLC | 2012-12-18 | 2026-03-20 | — |