DAWN KIM is an investment adviser representative (IAR) with state registration records since 2003, appearing at 5 firms. Currently registered with CHARLES SCHWAB & CO., INC..
| Firm | From | To | Current |
|---|---|---|---|
| CHARLES SCHWAB & CO., INC. | 2023-05-23 | present | Yes |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2020-07-02 | 2023-05-16 | — |
| U.S. BANCORP ADVISORS, LLC | 2017-10-12 | 2020-07-09 | — |
| LPL FINANCIAL LLC | 2012-07-06 | 2017-10-27 | — |
| U.S. BANCORP ADVISORS, LLC | 2005-08-22 | 2012-07-03 | — |
| CITICORP INVESTMENT SERVICES | 2003-12-17 | 2005-08-02 | — |