JAMES SHERER WOOD

JAMES SHERER WOOD is an investment adviser representative (IAR) with state registration records since 1999, appearing at 4 firms. Currently registered with LPL FINANCIAL LLC.

Registration history (4)

FirmFromToCurrent
LPL FINANCIAL LLC2024-05-16presentYes
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2007-04-052024-05-20
MORGAN STANLEY & CO. LLC2007-04-022007-04-12
MORGAN STANLEY DW INC.1999-01-012007-04-02

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