MICHAEL STEVEN BROOKS

MICHAEL STEVEN BROOKS is an investment adviser representative (IAR) with state registration records since 2007, appearing at 4 firms. Currently registered with MORGAN STANLEY SMITH BARNEY LLC.

Registration history (4)

FirmFromToCurrent
MORGAN STANLEY SMITH BARNEY LLC2023-03-03presentYes
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2017-03-012023-03-06
UBS FINANCIAL SERVICES INC.2009-01-092017-03-09
WELLS FARGO CLEARING SERVICES, LLC2007-12-212009-01-12

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