JAMES CHARLES BROCKE is an investment adviser representative (IAR) with state registration records since 1999, appearing at 3 firms. Currently registered with MML INVESTORS SERVICES, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| JAMES C. BROCKE CFP, LLC | 2002-12-16 | 2016-07-21 | — |
| MML INVESTORS SERVICES, LLC | 2002-02-25 | present | Yes |
| MASS FINANCIAL GROUP OF INDIANA | 1999-01-14 | 2003-12-19 | — |