Daniel Roach

Daniel Roach is an investment adviser representative (IAR) with state registration records since 2004, appearing at 4 firms. Currently registered with NUVEEN ASSET MANAGEMENT, LLC.

Registration history (4)

FirmFromToCurrent
NUVEEN ASSET MANAGEMENT, LLC2025-10-24presentYes
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC2011-10-182025-09-23
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC2006-12-142011-09-29
WELLS FARGO CLEARING SERVICES, LLC2004-06-142006-12-07

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