Carolyn June Finer is an investment adviser representative (IAR) with state registration records since 2012, appearing at 3 firms. Currently registered with RBC SECURITIES, INC..
| Firm | From | To | Current |
|---|---|---|---|
| RBC SECURITIES, INC. | 2021-08-20 | present | Yes |
| RBC ROCHDALE, LLC | 2015-04-14 | 2022-04-19 | — |
| UBS FINANCIAL SERVICES INC. | 2012-03-15 | 2015-03-10 | — |