KEVIN JAMES BAUER

KEVIN JAMES BAUER is an investment adviser representative (IAR) with state registration records since 2002, appearing at 3 firms. Currently registered with FINANCIAL MANAGEMENT STRATEGIES, INC., CETERA INVESTMENT ADVISERS LLC.

Registration history (3)

FirmFromToCurrent
CETERA INVESTMENT ADVISERS LLC2023-06-29presentYes
FINANCIAL MANAGEMENT STRATEGIES, INC.2017-10-20presentYes
AMERIPRISE FINANCIAL SERVICES, LLC2002-02-152017-10-23

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