JAMES ALAN TAYLOR

JAMES ALAN TAYLOR is an investment adviser representative (IAR) with state registration records since 2004, appearing at 3 firms. Currently registered with CHARLES SCHWAB & CO., INC..

Registration history (3)

FirmFromToCurrent
TD AMERITRADE, INC.2021-07-282022-10-14
CHARLES SCHWAB & CO., INC.2006-01-10presentYes
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2004-09-172006-01-12

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