L DENNIS BROKAW is an investment adviser representative (IAR) with state registration records since 2000, appearing at 4 firms. Currently registered with WELLS FARGO CLEARING SERVICES, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| WELLS FARGO CLEARING SERVICES, LLC | 2009-09-09 | present | Yes |
| MORGAN STANLEY SMITH BARNEY LLC | 2009-06-01 | 2009-09-09 | — |
| MORGAN STANLEY & CO. LLC | 2007-04-02 | 2009-06-01 | — |
| MORGAN STANLEY DW INC. | 2000-12-05 | 2007-04-02 | — |