JAN JAMES KLEIN is an investment adviser representative (IAR) with state registration records since 1999, appearing at 5 firms. Currently registered with LPL FINANCIAL LLC.
| Firm | From | To | Current |
|---|---|---|---|
| LPL FINANCIAL LLC | 2010-01-15 | present | Yes |
| MORGAN STANLEY SMITH BARNEY LLC | 2009-06-01 | 2010-01-19 | — |
| MORGAN STANLEY & CO. LLC | 2007-04-02 | 2009-06-01 | — |
| MORGAN STANLEY DW INC. | 2003-10-10 | 2007-04-02 | — |
| UBS FINANCIAL SERVICES INC. | 1999-01-27 | 2003-10-30 | — |