SUSAN ROMAINE is an investment adviser representative (IAR) with state registration records since 2002, appearing at 3 firms. Currently registered with UBS FINANCIAL SERVICES INC..
| Firm | From | To | Current |
|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | 2014-10-24 | present | Yes |
| MORGAN STANLEY SMITH BARNEY LLC | 2009-06-01 | 2014-11-10 | — |
| CITIGROUP GLOBAL MARKETS INC. | 2002-04-05 | 2009-06-01 | — |