MARK JAMES SMITH is an investment adviser representative (IAR) with state registration records since 2008, appearing at 2 firms. Currently registered with RBC CAPITAL MARKETS, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| RBC CAPITAL MARKETS, LLC | 2017-01-18 | present | Yes |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2008-11-24 | 2017-01-19 | — |