Brian Paul Klein is an investment adviser representative (IAR) with state registration records since 2004, appearing at 6 firms. Currently registered with MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED.
| Firm | From | To | Current |
|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2019-03-27 | present | Yes |
| BB&T SECURITIES, LLC | 2018-03-14 | 2019-03-04 | — |
| WELLS FARGO CLEARING SERVICES, LLC | 2015-04-21 | 2018-03-12 | — |
| MORGAN STANLEY SMITH BARNEY LLC | 2013-07-30 | 2015-04-27 | — |
| CITIGROUP GLOBAL MARKETS INC. | 2008-09-24 | 2013-07-25 | — |
| CITIGROUP GLOBAL MARKETS INC. | 2007-05-29 | 2007-12-13 | — |
| CITICORP INVESTMENT SERVICES | 2004-09-20 | 2007-05-29 | — |