ALLEN C LU is an investment adviser representative (IAR) with state registration records since 2017, appearing at 4 firms. Currently registered with CETERA INVESTMENT ADVISERS LLC.
| Firm | From | To | Current |
|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | 2020-02-11 | present | Yes |
| TD AMERITRADE, INC. | 2018-02-27 | 2019-05-03 | — |
| TD AMERITRADE INVESTMENT MANAGEMENT, LLC | 2018-02-26 | 2019-05-03 | — |
| SCOTTRADE INVESTMENT MANAGEMENT | 2017-05-19 | 2018-02-26 | — |