JAMES D NEEL is an investment adviser representative (IAR) with state registration records since 2008, appearing at 2 firms. Currently registered with COMMONWEALTH EQUITY SERVICES, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| COMMONWEALTH EQUITY SERVICES, LLC | 2023-03-02 | present | Yes |
| OSAIC FA, INC. | 2008-11-26 | 2023-03-01 | — |