STEPHEN JOHN YOCK is an investment adviser representative (IAR) with state registration records since 2002, appearing at 3 firms. Currently registered with FIRST TRUST ADVISORS LP.
| Firm | From | To | Current |
|---|---|---|---|
| FIRST TRUST ADVISORS LP | 2010-01-11 | present | Yes |
| CETERA INVESTMENT ADVISERS LLC | 2004-04-19 | 2009-08-05 | — |
| CITIGROUP GLOBAL MARKETS INC. | 2002-03-26 | 2004-03-26 | — |