THOMAS EDWARD STAPLETON

THOMAS EDWARD STAPLETON is an investment adviser representative (IAR) with state registration records since 2002, appearing at 5 firms. Currently registered with WELLS FARGO CLEARING SERVICES, LLC.

Registration history (5)

FirmFromToCurrent
WELLS FARGO CLEARING SERVICES, LLC2016-01-15presentYes
MORGAN STANLEY SMITH BARNEY LLC2009-06-012016-01-20
MORGAN STANLEY & CO. LLC2007-04-022009-06-01
MORGAN STANLEY DW INC.2004-12-152007-04-02
WELLS FARGO INVESTMENTS, LLC2002-04-112003-12-02

More